Financial Services · Serving WA · OR · ID · MT

Audit-Ready IT For Financial Services —
SOC 2, PCI, FFIEC & NCUA Made Simple

inTech Consulting delivers specialized IT, cybersecurity, and compliance services to community banks, credit unions, CPA firms, wealth management practices, and fintech companies across the Pacific Northwest. Deep expertise in SOC 2, PCI-DSS, FFIEC, NCUA, GLBA, and SEC cybersecurity rules — the frameworks your regulators demand.

✓ Multi-Framework Expertise ✓ Examiner-Ready ✓ 90-Day Guarantee ✓ PNW-Based Team
Book a Free Financial IT Consultation →

Or call (206) 397-8070

Why Financial Services Need Specialized IT

Financial services is one of the most heavily regulated industries in America. Community banks face FFIEC examinations. Credit unions answer to NCUA. CPA firms need SOC 2 for their clients' comfort. Investment advisors must meet SEC cybersecurity rules. Fintechs face all of the above plus PCI-DSS if they touch payment cards. A single audit finding can lead to regulatory action, lost client trust, and costly remediation timelines.

inTech Consulting specializes in financial services IT because we understand the regulatory environment. We know what FFIEC examiners look for. We've built SOC 2-ready programs for CPA firms. We've helped credit unions pass NCUA cybersecurity examinations. We support the core banking systems, accounting platforms, and financial software you rely on. When your regulator asks about cybersecurity posture, we make sure you have the answer ready.

Who We Serve

Financial Services Businesses We Support

Community Banks

Community banks and bank holding companies. FFIEC cybersecurity examinations, core banking system support, and regulatory compliance.

Credit Unions

Credit unions of all sizes. NCUA cybersecurity examinations, member data protection, and ongoing compliance monitoring.

CPA & Accounting Firms

Public accounting firms, tax practices, and advisory firms. SOC 2 readiness, client data protection, and secure portal infrastructure.

Wealth Management & RIAs

Registered Investment Advisors, wealth managers, and broker-dealers. SEC Rule 206(4)-7 compliance, custody requirements, and client data protection.

Industry-Specific Challenges

Financial Services IT Challenges We Solve

FFIEC Cybersecurity Examinations

FFIEC Cybersecurity Assessment Tool (CAT), information security program documentation, and examination readiness for community banks.

NCUA Cybersecurity Reviews

Automated Cybersecurity Evaluation Toolbox (ACET), member data protection, and NCUA examination preparation for credit unions.

SOC 2 Type I & II Readiness

Trust Services Criteria implementation for CPAs, fintechs, and financial service organizations. Security, availability, confidentiality, and processing integrity.

PCI-DSS Compliance

Payment Card Industry compliance for businesses processing card transactions. SAQ preparation, network segmentation, and cardholder data protection.

GLBA & Privacy Requirements

Gramm-Leach-Bliley Act Safeguards Rule compliance. Nonpublic personal information (NPI) protection, privacy notices, and service provider oversight.

Secure Client Portals

Secure document exchange, encrypted email, MFA-protected portals for client file sharing, and tested backup for client data.

Representative Example

How We Helped A PNW CPA Firm Achieve SOC 2 Type II

Industry

CPA Firm

Size

75 employees

Result

SOC 2 Type II Certified

The Challenge

A 75-person Pacific Northwest CPA firm was losing larger client opportunities because they couldn't provide a SOC 2 Type II attestation. Three Fortune 1000 prospects walked away in one year, citing the firm's lack of SOC 2 as a dealbreaker. Their existing IT was cobbled together with inconsistent policies, no formal access controls, and minimal documentation. The managing partner knew SOC 2 was necessary but didn't know where to start.

How inTech Helped

  1. SOC 2 Gap Assessment — Full assessment against Trust Services Criteria with prioritized remediation roadmap.
  2. Policy & Procedure Library — Deployed 22 SOC 2-aligned policies from our template library.
  3. Technical Controls — Implemented EDR, MFA, SIEM, encryption, access controls, and change management.
  4. Evidence Collection Automation — Set up automated evidence collection for the SOC 2 Type II observation period.
  5. Audit Coordination — Coordinated with their chosen independent CPA auditor through the Type I and Type II engagements.

The Result

  • SOC 2 Type II achieved within 14 months of engagement start
  • Two enterprise clients signed specifically citing the SOC 2 report
  • Cybersecurity insurance premium reduced due to documented controls
  • Ongoing compliance program maintains continuous audit-readiness

"We were losing clients because we didn't have SOC 2. Now we're winning them because we do. inTech made the whole process manageable — even enjoyable at times."

— Managing Partner, CPA Firm

Why inTech Consulting

Why PNW Financial Firms Choose inTech

Multi-Framework Expertise

SOC 2, PCI-DSS, FFIEC, NCUA, GLBA, SEC rules — we have certified expertise across the frameworks your regulators and clients demand.

Examiner-Ready Documentation

Proven library of audit-ready policies, procedures, and evidence packages — customized to your specific regulatory environment.

OMWBE & PWSBE Certified

Certified Minority & Women-Owned Business Enterprise — valuable for government-adjacent financial institutions meeting supplier diversity goals.

90-Day Money-Back Guarantee

Zero-risk engagement. If we're not the right fit within 90 days, we refund 100% of your fees. No other PNW MSP serving finance offers this.

PNW-Based Team

US-based, PNW-based team. No offshore handling of NPI or client financial data. Your regulatory data stays with US citizens.

Business Continuity Focus

Financial services can't go offline — and examiners scrutinize business continuity plans. We build tested DR, redundancy, and recovery programs.

Frequently Asked Questions

Common Questions From Financial Services Firms

What cybersecurity requirements apply to community banks and credit unions?

Community banks fall under FFIEC guidelines — the FFIEC Cybersecurity Assessment Tool (CAT) is the primary framework used in examinations. Banks must also comply with GLBA Safeguards Rule and applicable state laws. Credit unions answer to NCUA, which uses the Automated Cybersecurity Evaluation Toolbox (ACET). Both frameworks require documented information security programs, risk assessments, incident response plans, vendor management, and regular testing. inTech builds programs that satisfy both examiners and practical security needs.

How much does SOC 2 Type II cost for a CPA or accounting firm?

A typical 50-100 person Pacific Northwest CPA firm invests $20,000–$35,000 with inTech for full SOC 2 Type II readiness — including gap assessment, policy development, technical controls, evidence collection automation, and audit support. The independent auditor's attestation fee is separate and typically runs $15,000–$40,000. The full timeline is usually 12–14 months (6 months for Type I readiness, then 6–12 month observation period for Type II).

Do financial firms need to worry about ransomware?

Absolutely. Financial services is the #2 most-attacked industry after healthcare. Cybercriminals specifically target community banks, credit unions, and accounting firms because the data is valuable and disruption creates pressure to pay ransoms. Beyond ransomware damages, banks and CUs face regulatory action if incident response is inadequate. inTech's cybersecurity program combines prevention (EDR, MFA, SOC monitoring) with proper incident response procedures — so you're ready for both attacks and examiners.

Do you support our core banking or accounting software?

inTech supports the infrastructure layer for financial software — we handle servers, networks, backups, integrations, and security, not the core banking or accounting application itself. For community banks, we work alongside your core processor (Jack Henry, Fiserv, FIS, CSI, etc.). For CPA firms we support CCH, Thomson Reuters, Intuit ProConnect, Drake, and similar platforms. For wealth management we support Orion, Redtail, Envestnet, and similar platforms. We partner with your application vendors rather than replacing them.

What SEC cybersecurity rules apply to investment advisors?

SEC-registered investment advisors must comply with Rule 206(4)-7 (compliance program requirements), the Safeguards Rule under Regulation S-P (client data protection), and more recent SEC cybersecurity disclosure rules. Advisors must maintain written cybersecurity policies, conduct risk assessments, manage third-party vendor risk, and report material cybersecurity incidents. inTech builds compliance programs that address all current SEC expectations and adapts as rules evolve.

How much does IT cost for a 50-person credit union?

A typical 50-person Pacific Northwest credit union invests $7,500–$12,500 per month ($150–$250 per user per month) for fully-managed IT including 24/7 monitoring, unlimited helpdesk, cybersecurity stack, NCUA-aligned compliance, and strategic planning. This includes the cybersecurity controls required for ACET examinations. Ongoing compliance and vCISO services add $2,000–$5,000/month depending on exam cadence.

Serving Financial Services Across the Pacific Northwest

inTech Consulting supports community banks, credit unions, CPA firms, wealth managers, and financial advisors throughout Washington, Oregon, Idaho, and Montana:

Seattle · Tacoma · Bellevue · Renton · Kent · Auburn · Kirkland · Redmond · Everett · Spokane · Olympia · Bellingham · Vancouver · Portland · Bend · Salem · Eugene · Boise · Nampa · Meridian · Idaho Falls · Coeur d'Alene · Missoula · Billings · Great Falls · Bozeman · Helena

Examiner Visit Coming? Let's Get You Ready.

Book a free 30-minute consultation with Raj. We'll review your current regulatory posture — FFIEC, NCUA, SOC 2, PCI — and give you a roadmap to examiner-ready and client-trusted.

Book a Free Consultation Call (206) 397-8070